RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jul 6, 2023 · Louisville, Il
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jan 10, 2007 to Jul 21, 2011 · Chicago, Il
• C•••••• T•••• B••• unclassified
  Dec 8, 2003 to Apr 19, 2006 · Bartlett, Il

• M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Jul 21, 2011, registered Jul 6, 2023 (4368 days) · Other
• C•••••• T•••• B••• to M•• I•••••••• S•••••••• L••
  left Apr 19, 2006, registered Jan 10, 2007 (266 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address