RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••••• N••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 8, 2013 · Glen Ellyn, Il
- W•••••• B•••• • C•••••• L••••• BD affiliatedMar 13, 2006 to Oct 15, 2013 · Chicago, Il
- M•••••• F••••••••• I••• unclassifiedJul 25, 2003 to Nov 16, 2004 · Oakbrook Terrace, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJul 10, 2003 to Jul 18, 2003 · Chicago, Il
- W•••••• B•••• • C•••••• L••••• to R••••• W• B•••• • C•• I•••••••••left Oct 15, 2013, registered Oct 8, 2013 (-7 days) · Other
- M•••••• F••••••••• I••• to W•••••• B•••• • C•••••• L•••••left Nov 16, 2004, registered Mar 13, 2006 (482 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••••• F••••••••• I•••left Jul 18, 2003, registered Jul 25, 2003 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address