H•••• S•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · Titusville, Fl
• N••• F•••••••• G••••• I••• former
  Mar 10, 2008 to Jul 10, 2025 · Houston, Tx
• N•• A•••••• S•••••••• L•• former
  Jul 27, 2007 to Mar 10, 2008 · Glen Allen, Va
• E•••••••• A•••••••• L•• national BD
  Jan 7, 2003 to Jun 25, 2007 · Roanoke, Va

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• N•• A•••••• S•••••••• L•• to N••• F•••••••• G••••• I•••
  left Mar 10, 2008, registered Mar 10, 2008 (0 days) · Other
• E•••••••• A•••••••• L•• to N•• A•••••• S•••••••• L••
  left Jun 25, 2007, registered Jul 27, 2007 (32 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address