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RIA Intelligence
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Registered advisor
T••• M••••••• H•••••
Feed of 09/15/2026
At current firm
15 y
since Jul 22, 2011
In the industry
22 y
since Sep 23, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 22, 2011 · Sugar Land, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 6, 2004 to Jul 26, 2011 · Houston, Tx
- O•••• F•• I••• formerSep 24, 2003 to Sep 7, 2004 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 26, 2011, registered Jul 22, 2011 (-4 days) · Other
- O•••• F•• I••• to M•• I•••••••• S•••••••• L••left Sep 7, 2004, registered Oct 6, 2004 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address