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RIA Intelligence
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Registered advisor
A••••• P•••• S•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••••• P•••• S•••••••
At current firm
4 y
since Aug 17, 2022
In the industry
24 y
since Sep 10, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Aug 17, 2022 · St Paul, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJul 18, 2017 to Aug 17, 2022 · Minneapolis, Mn
- U•• F•••••••• S••••••• I••• wirehouseJun 24, 2015 to Jul 29, 2016 · Wayzata, Mn
- W•••• F•••• I••••••••• L•• unclassifiedJun 23, 2004 to Feb 1, 2005 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Aug 17, 2022, registered Aug 17, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 29, 2016, registered Jul 18, 2017 (354 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 1, 2005, registered Jun 24, 2015 (3795 days) · Other
Signals
- A••••• P•••• S••••••• left A••••••••• F•••••••• S•••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2022-08-17)Aug 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address