RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• T••••• R•••••••
- Professional profile
- linkedin.com/in/ruggiero-investments-954ab323breportedruggieroinvestments.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R••••••• I••••••••• independent RIA currentsince May 18, 2025 · Port Jefferson, Ny
- B• R•••• W••••• A•••••••• I••• BD affiliatedJan 5, 2017 to Oct 3, 2018 · New York, Ny
- C•••••• O•• A•••••••• L•• formerJan 28, 2015 to Aug 16, 2016 · Seattle, Wa
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedOct 29, 2013 to Jan 28, 2015 · Melville, Ny
- E•••••• C•••••• M••••••••• L•• formerAug 27, 2012 to Oct 30, 2013 · Arlington, Va
- T• A••••••••• I••• formerOct 26, 2010 to Aug 21, 2012 · Huntington Station, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 26, 2010 to Aug 21, 2012 · Melville, Ny
- W•••••••• F•••••••• G••••• I••• formerApr 28, 2010 to Oct 5, 2010 · Farmingdale, Ny
- C•••• I••••••••• S••••••• C•••• formerJan 8, 2010 to Apr 8, 2010 · Lake Ronkonkoma, Ny
- B• R•••• W••••• A•••••••• I••• to R••••••• I•••••••••left Oct 3, 2018, registered May 18, 2025 (2419 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• O•• A•••••••• L•• to B• R•••• W••••• A•••••••• I•••left Aug 16, 2016, registered Jan 5, 2017 (142 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to C•••••• O•• F•••••••• A••••••• L••left Oct 30, 2013, registered Oct 29, 2013 (-1 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Aug 21, 2012, registered Aug 27, 2012 (6 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 21, 2012, registered Oct 26, 2010 (-665 days) · channel change inside one enterprise, not a move
- W•••••••• F•••••••• G••••• I••• to T• A••••••••• I•••left Oct 5, 2010, registered Oct 26, 2010 (21 days) · Other
- C•••• I••••••••• S••••••• C•••• to W•••••••• F•••••••• G••••• I•••left Apr 8, 2010, registered Apr 28, 2010 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address