RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•• M•••••
- V•• F•••••••• A••••••••• state registered currentsince Jan 5, 2016 · Woodbury, Mn
- S••••••••• S••••••••• L•• formerMar 12, 2015 to Dec 31, 2016 · Woodbury, Mn
- S••••••• A•••• M••••••••• I••• formerFeb 2, 2010 to Mar 20, 2015 · Minneapolis, Mn
- S••••••• A•••• M••••••••• I••• formerJul 2, 2009 to Oct 27, 2009 · Woodbury, Mn
- S••••••••• S••••••••• L•• to V•• F•••••••• A•••••••••left Dec 31, 2016, registered Jan 5, 2016 (-361 days) · Other
- S••••••• A•••• M••••••••• I••• to S••••••••• S••••••••• L••left Mar 20, 2015, registered Mar 12, 2015 (-8 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address