J•••• M••••••• Z•••••••

• L•• F•••••••• L•• BD affiliated current
  since May 22, 2009 · Seattle, Wa
• F•••••••• A•••••••• A••••••• S••••••• former
  Sep 9, 2009 to Dec 20, 2013 · Olympia, Wa
• A••••••••• A•••••• S•••••••• I••• unclassified
  May 9, 2005 to May 28, 2009 · Bellevue, Wa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Dec 4, 2002 to May 12, 2005 · Seattle, Wa

• F•••••••• A•••••••• A••••••• S••••••• to no registered destination
  left Dec 20, 2013 · Departure, no registered destination
• A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••
  left May 28, 2009, registered May 22, 2009 (-6 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to A••••••••• A•••••• S•••••••• I•••
  left May 12, 2005, registered May 9, 2005 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address