RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• S••••• P•••••
- I•• G••••• I••• i••••••••• manager currentsince Sep 1, 2021 · Fuquay-Varina, Nc
- A••••••• I••••••••• A•••••••• L•• i••••••••• managerMay 18, 2021 to Jul 21, 2021 · Needham, Ma
- B••• I••••••••• I••••••••• A•••••••• I••• formerMar 15, 2011 to Dec 31, 2020 · Greenville, Sc
- B••• A•••• M••••••••• I••• unclassifiedOct 22, 2002 to Nov 9, 2010 · Raleigh, Nc
- A••••••• I••••••••• A•••••••• L•• to I•• G••••• I•••left Jul 21, 2021, registered Sep 1, 2021 (42 days) · Other
- B••• I••••••••• I••••••••• A•••••••• I••• to A••••••• I••••••••• A•••••••• L••left Dec 31, 2020, registered May 18, 2021 (138 days) · Other · moved with a team
- B••• A•••• M••••••••• I••• to B••• I••••••••• I••••••••• A•••••••• I•••left Nov 9, 2010, registered Mar 15, 2011 (126 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address