RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•••••• A•••••••• L•• independent RIA currentsince Jan 1, 2026 · Oxford, Ms
- I••••• F•••••••• C••••••••• formerDec 2, 2011 to Dec 7, 2016 · Tupelo, Ms
- N••• F•••••••• G••••• I••• formerNov 15, 2007 to Dec 5, 2011 · Houston, Tx
- C••••• • A••••••••• I••• independent RIAJun 19, 2006 to Nov 16, 2007 · Tupelo, Ms
- N•• E•••••• S••••••••• C••••••••• formerFeb 20, 2004 to Jan 11, 2006 · Memphis, Tn
- I••••• F•••••••• C••••••••• to A•••••• A•••••••• L••left Dec 7, 2016, registered Jan 1, 2026 (3312 days) · Other · moved with a team
- N••• F•••••••• G••••• I••• to I••••• F•••••••• C•••••••••left Dec 5, 2011, registered Dec 2, 2011 (-3 days) · Other
- C••••• • A••••••••• I••• to N••• F•••••••• G••••• I•••left Nov 16, 2007, registered Nov 15, 2007 (-1 days) · Other
- N•• E•••••• S••••••••• C••••••••• to C••••• • A••••••••• I•••left Jan 11, 2006, registered Jun 19, 2006 (159 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address