DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Ventimiglio
Feed of 09/14/2026
At current firm
5 y
since Mar 12, 2021
In the industry
23 y
since Oct 19, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Giving Tree Wealth Advisors independent RIA currentsince Mar 12, 2021 · San Ramon, Ca
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Feb 11, 2016 · San Ramon, Ca
- Nicholas Ventimiglio, Cdfa unclassifiedApr 28, 2010 to Mar 27, 2025 · San Ramon, Ca
- First Allied Securities, Inc. formerJul 24, 2007 to Aug 9, 2012 · San Diego, Ca
- Kim Financial Advisors, Inc. unclassifiedJun 18, 2004 to Aug 13, 2007 · San Ramon, Ca
- MML Investors Services, LLC BD affiliatedSep 8, 2003 to Jul 13, 2004 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Nicholas Ventimiglio, Cdfa to First Allied Advisory Services, Inc.left Mar 27, 2025, registered Jul 2, 2012 (-4651 days) · Other
- First Allied Advisory Services, Inc. to Giving Tree Wealth Advisorsleft Feb 11, 2016, registered Mar 12, 2021 (1856 days) · Other
- First Allied Securities, Inc. to Nicholas Ventimiglio, Cdfaleft Aug 9, 2012, registered Apr 28, 2010 (-834 days) · Other
- Kim Financial Advisors, Inc. to First Allied Securities, Inc.left Aug 13, 2007, registered Jul 24, 2007 (-20 days) · Other
- MML Investors Services, LLC to Kim Financial Advisors, Inc.left Jul 13, 2004, registered Jun 18, 2004 (-25 days) · Other
Signals
- Nicholas Ventimiglio left Nicholas Ventimiglio, Cdfa for First Allied Advisory Services, Inc. (registered 2012-07-02)Mar 27, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address