RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• G••••••
- Z•••• I••••••••• M••••••••• I••• mixed wealth currentsince Dec 26, 2023 · Chicago, Il
- C•••••• S••••• • C••• I••• national BDMar 13, 2019 to Dec 6, 2023 · Milwaukee, Wi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 6, 2018 to Jan 4, 2019 · Milwaukee, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthJan 4, 2011 to Apr 11, 2011 · Racine, Wi
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthDec 14, 2009 to Oct 12, 2010 · Chicago, Il
- Z•••• I••••••••• M••••••••• I••• mixed wealthMay 18, 2001 to Dec 14, 2009 · Chicago, Il
- C•••••• S••••• • C••• I••• to Z•••• I••••••••• M••••••••• I•••left Dec 6, 2023, registered Dec 26, 2023 (20 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Jan 4, 2019, registered Mar 13, 2019 (68 days) · Wirehouse to affiliated broker-dealer or bank
- R••••• W• B•••• • C•• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 11, 2011, registered Jun 6, 2018 (2613 days) · Other
- M•••••• F•••••••• I••••••••• M••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Oct 12, 2010, registered Jan 4, 2011 (84 days) · Other
- Z•••• I••••••••• M••••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Dec 14, 2009, registered Dec 14, 2009 (0 days) · Other
- Matthew Todd Glinsky left Charles Schwab & Co., Inc. for Zacks Investment Management, Inc. (registered 2023-12-26)Dec 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address