RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• M• W•••••
- S••••• S••••••••• I••• independent RIA currentsince Mar 21, 2013 · Dallas, Tx
- F•••• F•••••••• E••••• C••••••••• formerNov 3, 2006 to Mar 19, 2013 · Addison, Tx
- M••••• S•••••• D• I••• unclassifiedApr 12, 2004 to Nov 8, 2006 · Lewisville, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 20, 2003 to Apr 6, 2004 · Fort Worth, Tx
- F•••• F•••••••• E••••• C••••••••• to S••••• S••••••••• I•••left Mar 19, 2013, registered Mar 21, 2013 (2 days) · Other
- M••••• S•••••• D• I••• to F•••• F•••••••• E••••• C•••••••••left Nov 8, 2006, registered Nov 3, 2006 (-5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Apr 6, 2004, registered Apr 12, 2004 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address