RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O•••• D•••• F••••• D• V•••••
- L••••• W••••• M••••••••• L•• independent RIA currentsince May 7, 2021 · New York, Ny
- U••• A••••••• mixed wealthOct 3, 2018 to Aug 12, 2021 · Miami, Fl
- I•••••• S••••••••• I••• mixed wealthJul 26, 2016 to Jun 2, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 20, 2005 to Jan 9, 2006 · New York, Ny
- U••• A••••••• to L••••• W••••• M••••••••• L••left Aug 12, 2021, registered May 7, 2021 (-97 days) · Other
- I•••••• S••••••••• I••• to U••• A•••••••left Jun 2, 2017, registered Oct 3, 2018 (488 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I•••••• S••••••••• I•••left Jan 9, 2006, registered Jul 26, 2016 (3851 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address