DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••• H••• J•••• M•••••
Feed of 09/14/2026
At current firm
0 y
since Nov 17, 2025
In the industry
23 y
since Feb 7, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 17, 2025 · Riverside, Ca
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Nov 19, 2025 · Riverside, Ca
- S••••••••• A•••••• A•••••••• I••• formerSep 4, 2018 to Jun 14, 2024 · Riverside, Ca
- L•• F•••••••• L•• BD affiliatedNov 25, 2014 to Sep 14, 2018 · Rancho Cucamonga, Ca
- C••• F•••••••• S•••••••• L••• formerFeb 1, 2010 to Dec 3, 2014 · Riverside, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 11, 2006 to Jun 3, 2008 · Costa Mesa, Ca
- I••• S••••••••• I••• unclassifiedJan 18, 2005 to Jun 22, 2006 · Fontana, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 10, 2003 to Aug 27, 2004 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Nov 19, 2025, registered Nov 17, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Sep 14, 2018, registered Sep 4, 2018 (-10 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Dec 3, 2014, registered Nov 25, 2014 (-8 days) · Other
- W•••• F•••• I••••••••• L•• to C••• F•••••••• S•••••••• L•••left Jun 3, 2008, registered Feb 1, 2010 (608 days) · Other
- I••• S••••••••• I••• to W•••• F•••• I••••••••• L••left Jun 22, 2006, registered Jul 11, 2006 (19 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••• S••••••••• I•••left Aug 27, 2004, registered Jan 18, 2005 (144 days) · Other
Signals
- ••• LockedNov 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address