DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• W•••• F•••••

C••••• I••••••••• A••••••• L••BD affiliatedDallas, Txdual registrantIAPD 4601635

Feed of 09/14/2026

At current firm

0 y

since Jan 12, 2026

In the industry

20 y

since Mar 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jan 12, 2026 · Dallas, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
Feb 6, 2025 to Apr 10, 2025 · Fort Worth, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 29, 2024 to Nov 26, 2024 · Richardson, Tx
A•••••• A••••••• S••••••• former
Oct 27, 2017 to Jan 25, 2024 · Irving, Tx

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Apr 10, 2025, registered Jan 12, 2026 (277 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left Nov 26, 2024, registered Feb 6, 2025 (72 days) · Affiliated broker-dealer or bank to another
A•••••• A••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••
left Jan 25, 2024, registered Jan 29, 2024 (4 days) · Affiliated broker-dealer or bank to another

Signals

G••• W•••• F••••• left K••••• A••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-01-12)
Apr 10, 2025 · Advisor changed firm · fact
G••• W•••• F••••• left A••••••••• F•••••••• S•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-02-06)
Nov 26, 2024 · Advisor changed firm · fact
G••• W•••• F••••• left A•••••• A••••••• S••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-01-29)
Jan 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address