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Registered advisor
S••••• A•• H•••••••
Feed of 09/14/2026
Also filed as S••••• Ann Perry
At current firm
14 y
since Nov 7, 2011
In the industry
23 y
since Jan 23, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 7, 2011 · Cincinnati, Oh
- R••••••• A•••••••• I••• unclassifiedDec 8, 2009 to Nov 30, 2011 · Cincinnati, Oh
- F•••• O• S••••••• L•• unclassifiedFeb 7, 2005 to Dec 2, 2009 · Fort Mitchell, Ky
- V•••••• A•••••••• I••• BD affiliatedOct 18, 2004 to Nov 8, 2011 · Cincinnati, Oh
- O•••• F•• I••• formerJan 28, 2003 to Aug 23, 2004 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- R••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 30, 2011, registered Nov 7, 2011 (-23 days) · Other
- V•••••• A•••••••• I••• to F•••• O• S••••••• L••left Nov 8, 2011, registered Feb 7, 2005 (-2465 days) · Other
- F•••• O• S••••••• L•• to R••••••• A•••••••• I•••left Dec 2, 2009, registered Dec 8, 2009 (6 days) · Other
- O•••• F•• I••• to V•••••• A•••••••• I•••left Aug 23, 2004, registered Oct 18, 2004 (56 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address