RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••• S•••••••
- O••••••••• institutional currentsince Feb 1, 2024 · Greensboro, Nc
- F•••• independent RIAOct 8, 2021 to Oct 31, 2023 · West Palm Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 24, 2018 to Oct 4, 2021 · Greensboro, Nc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 9, 2006 to Sep 14, 2018 · Greensboro, Nc
- F•••• to O•••••••••left Oct 31, 2023, registered Feb 1, 2024 (93 days) · Other
- R•••••• J•••• • A••••••••• I••• to F••••left Oct 4, 2021, registered Oct 8, 2021 (4 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••••• M••••• I••••••••• S••••••••• to R•••••• J•••• • A••••••••• I•••left Sep 14, 2018, registered Sep 24, 2018 (10 days) · Other
- M•••••• A••• S••••••• left Facet for Onedigital (registered 2024-02-01)Oct 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address