G••• P•••••• W••••

S•••••• N••••••• • C••••••• I•••••••••national BDHighlands, Nc dual registrantIAPD 460482

Feed of 09/14/2026

At current firm

11 y

since Jul 7, 2015

In the industry

24 y

since Mar 21, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Jul 7, 2015 · Atlanta, Ga
S••••• A••• A•••• M••••••••• I••• former
Nov 29, 2005 to Jul 7, 2015 · Birmingham, Al
U•• F•••••••• S••••••• I••• wirehouse
Mar 4, 2003 to Mar 24, 2005 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

S••••• A••• A•••• M••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Jul 7, 2015, registered Jul 7, 2015 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to S••••• A••• A•••• M••••••••• I•••
left Mar 24, 2005, registered Nov 29, 2005 (250 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address