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Registered advisor
T•••••• A•• G•••••••
Feed of 09/14/2026
Also filed as Tiffany Ann Estes
At current firm
4 y
since Oct 25, 2021
In the industry
23 y
since Jul 1, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 25, 2021 · Clovis, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 2, 2020 to Dec 31, 2020 · Fresno, Ca
- T• A••••••••• I••• formerJun 2, 2020 to Jan 11, 2021 · Fresno, Ca
- L•• F•••••••• L•• BD affiliatedDec 19, 2017 to Feb 28, 2020 · Stevensille, Mt
- B••••••• I••••••••• S•••••••• I••• ••••• formerNov 18, 2014 to Dec 13, 2017 · Fresno, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Nov 6, 2014 · Visalia, Ca
- C••••••• I••••••••• S••••••• unclassifiedFeb 24, 2005 to May 29, 2007 · Kingsburg, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 3, 2003 to Feb 3, 2005 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to L•• F•••••••• L••left Jan 11, 2021, registered Oct 25, 2021 (287 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Jun 2, 2020 (-212 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Feb 28, 2020, registered Jun 2, 2020 (95 days) · Affiliated broker-dealer or bank to independent RIA
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Dec 13, 2017, registered Dec 19, 2017 (6 days) · Other
- C•••••••• G••••• M•••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Nov 6, 2014, registered Nov 18, 2014 (12 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• I••••••••• S•••••••left Feb 3, 2005, registered Feb 24, 2005 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address