P••••• M•••• V•••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Apr 29, 2016 · Cleveland, Oh
• A• G• E•••••• • S•••• I••• unclassified
  Jun 21, 2005 to Oct 17, 2006 · Fairlawn, Oh
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Sep 26, 2003 to Jan 20, 2004 · Cleveland, Oh

• A• G• E•••••• • S•••• I••• to K••••• A••••••• S•••••••• L••
  left Oct 17, 2006, registered Apr 29, 2016 (3482 days) · Other
• R••••• W• B•••• • C•• I••••••••• to A• G• E•••••• • S•••• I•••
  left Jan 20, 2004, registered Jun 21, 2005 (518 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address