G••••••• H•••••• P••••••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · San Gabriel, Ca
• C••• F•••••••• S•••••••• L••• former
  Sep 16, 2008 to May 15, 2025 · Hawthorne, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 25, 2006 to Jul 10, 2008 · Los Angeles, Ca
• A••••••••• A•••••• S•••••••• I••• unclassified
  Feb 25, 2004 to Apr 26, 2006 · Beverly Hills, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Feb 21, 2003 to Mar 1, 2004 · Los Angeles, Ca

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••
  left Jul 10, 2008, registered Sep 16, 2008 (68 days) · Other
• A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Apr 26, 2006, registered Apr 25, 2006 (-1 days) · Other
• W•••• F•••• I••••••••• L•• to A••••••••• A•••••• S•••••••• I•••
  left Mar 1, 2004, registered Feb 25, 2004 (-5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address