DFX Intelligence
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Registered advisor
B••••••• D••••• H••
Feed of 09/15/2026
Also filed as B••••••• D• H••••••••• D••••• H••••••••• H••
At current firm
5 y
since Jun 24, 2021
In the industry
9 y
since Dec 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 24, 2021 · Bellevue, Ne
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 21, 2020 to Jun 9, 2021 · Omaha, Ne
- A••••• A•• P••••••• S••••••• BD affiliatedMar 11, 2019 to Nov 13, 2020 · Omaha, Ne
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 29, 2017 to Feb 7, 2019 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••• A••••••• G••••• L••left Jun 9, 2021, registered Jun 24, 2021 (15 days) · Other
- A••••• A•• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 13, 2020, registered Dec 21, 2020 (38 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Feb 7, 2019, registered Mar 11, 2019 (32 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address