DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew H Schall
Feed of 09/14/2026
Also filed as Andy Schall
At current firm
1 y
since Nov 14, 2024
In the industry
23 y
since Sep 6, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Nov 14, 2024 · Lancaster, Pa
- Pruco Securities, LLC no RAUMJul 6, 2018 to Nov 14, 2024 · Lancaster, Pa
- Cambridge Investment Research Advisors, Inc. BD affiliatedJul 16, 2009 to Jul 26, 2018 · Lancaster, Pa
- Faithward Advisors, LLC independent RIAJan 8, 2007 to Oct 30, 2009 · Lancaster, Pa
- Equitable Advisors, LLC national BDApr 8, 2004 to Jul 20, 2009 · Lancaster, Pa
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to LPL Enterprise, LLCleft Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- Cambridge Investment Research Advisors, Inc. to Pruco Securities, LLCleft Jul 26, 2018, registered Jul 6, 2018 (-20 days) · Affiliated broker-dealer or bank to another
- Faithward Advisors, LLC to Cambridge Investment Research Advisors, Inc.left Oct 30, 2009, registered Jul 16, 2009 (-106 days) · Other
- Equitable Advisors, LLC to Faithward Advisors, LLCleft Jul 20, 2009, registered Jan 8, 2007 (-924 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address