RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• T•••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Dec 23, 2025 · Flushing, Ny
- R•••• I••••••••• A••••••• L•• BD affiliatedAug 9, 2023 to Jan 6, 2025 · Kentwood, Mi
- P•••• S••••••••• L•• no RAUMJul 14, 2023 to Aug 17, 2023 · Forest Hills, Ny
- R•••• I••••••••• A••••••• L•• to T• P•••••• C••••• W••••• L••left Jan 6, 2025, registered Dec 23, 2025 (351 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to R•••• I••••••••• A••••••• L••left Aug 17, 2023, registered Aug 9, 2023 (-8 days) · Affiliated broker-dealer or bank to another
- A•••••• T••••• left R•••• I••••••••• A••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2025-12-23)Jan 6, 2025 · Advisor changed firm · fact
- A•••••• T••••• left P•••• S••••••••• L•• for R•••• I••••••••• A••••••• L•• (registered 2023-08-09)Aug 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address