C••••• A•• W•••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Jul 1, 2025 · Sauk City, Wi
• L•• F•••••••• L•• BD affiliated
  Jan 8, 2014 to Jul 14, 2025 · Deforest, Wi
• C••• B•••••••• S•••••••• I••• former
  Jun 30, 2008 to Jan 7, 2014 · Madison, Wi
• S•• W••••• M••••••••• I••• unclassified
  May 23, 2003 to Apr 25, 2008 · Madison, Wi

• L•• F•••••••• L•• to J• W• C••• A•••••••• I•••
  left Jul 14, 2025, registered Jul 1, 2025 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Jan 7, 2014, registered Jan 8, 2014 (1 days) · Other
• S•• W••••• M••••••••• I••• to C••• B•••••••• S•••••••• I•••
  left Apr 25, 2008, registered Jun 30, 2008 (66 days) · Other

• ••• Locked
  Jul 14, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address