DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Brian Mills
Feed of 09/14/2026
Also filed as Michael Brian Mills
At current firm
9 y
since Oct 4, 2016
In the industry
23 y
since Mar 7, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Oct 4, 2016 · Richmond, Va
- Amundi Pioneer Institutional Asset Management, Inc. formerOct 12, 2011 to Sep 16, 2016 · Boston, Ma
- American Century Advisory Services, Inc. formerAug 26, 2010 to Oct 20, 2011 · Glen Allen, Va
- Delaware Capital Management Advisers, Inc formerJan 5, 2010 to Aug 16, 2010 · Philadelphia, Pa
- Lincoln Financial Distributors, Inc. unclassifiedJul 10, 2008 to Dec 31, 2009 · Glen Allen, Va
Moves
a registration end followed by a registration begin elsewhere
- Amundi Pioneer Institutional Asset Management, Inc. to Cambridge Investment Research Advisors, Inc.left Sep 16, 2016, registered Oct 4, 2016 (18 days) · Other
- American Century Advisory Services, Inc. to Amundi Pioneer Institutional Asset Management, Inc.left Oct 20, 2011, registered Oct 12, 2011 (-8 days) · Other
- Delaware Capital Management Advisers, Inc to American Century Advisory Services, Inc.left Aug 16, 2010, registered Aug 26, 2010 (10 days) · Other
- Lincoln Financial Distributors, Inc. to Delaware Capital Management Advisers, Incleft Dec 31, 2009, registered Jan 5, 2010 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address