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RIA Intelligence
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Registered advisor
M•• J•••• H•••••••••
Feed of 09/14/2026
At current firm
10 y
since Nov 10, 2015
In the industry
23 y
since Apr 18, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 10, 2015 · San Diego, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedJul 19, 2011 to Nov 30, 2015 · Lajolla, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Jul 11, 2011 · Ramona, Ca
- W••• I••••••••• I••• unclassifiedMay 31, 2006 to May 2, 2009 · San Diego , Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• A•••••••• L•• to L•• F•••••••• L••left Nov 30, 2015, registered Nov 10, 2015 (-20 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• A•••••••• L••left Jul 11, 2011, registered Jul 19, 2011 (8 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address