DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• J••••• F••••

E••••• P••••••• O• N•• E••••••• L••formerPortsmouth, Nhdual registrantIAPD 4618103

Feed of 09/14/2026

Also filed as E••• F••••

At current firm

11 y

since May 21, 2015

In the industry

23 y

since Apr 11, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• P••••••• O• N•• E••••••• L•• former current
since May 21, 2015 · Portsmouth, Nh
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 17, 2009 to May 14, 2015 · Portsmouth, Nh
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 4, 2005 to Apr 21, 2009 · Exeter, Nh
C••••••• S••••••••• I••• BD affiliated
Jan 13, 2004 to Oct 12, 2005 · Lebanon, Nh
U•• F•••••••• S••••••• I••• wirehouse
May 2, 2003 to Dec 19, 2003 · South Burlington, Vt

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to E••••• P••••••• O• N•• E••••••• L••
left May 14, 2015, registered May 21, 2015 (7 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Apr 21, 2009, registered Apr 17, 2009 (-4 days) · Other
C••••••• S••••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 12, 2005, registered Oct 4, 2005 (-8 days) · Other
U•• F•••••••• S••••••• I••• to C••••••• S••••••••• I•••
left Dec 19, 2003, registered Jan 13, 2004 (25 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address