RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E••••• H••••
- P•• C•••••• M••••••••• independent RIA currentsince Jul 17, 2018 · Hanover, Pa
- P•••• C•••••• M••••••••• I••• unclassifiedSep 18, 2009 to Jun 1, 2018 · Hanover, Pa
- M••• S••••• A•••••••• L•• formerNov 27, 2000 to Feb 28, 2014 · Westminster, Md
- P•••• C•••••• M••••••••• I••• to P•• C•••••• M•••••••••left Jun 1, 2018, registered Jul 17, 2018 (46 days) · Other · moved with a team
- M••• S••••• A•••••••• L•• to P•••• C•••••• M••••••••• I•••left Feb 28, 2014, registered Sep 18, 2009 (-1624 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address