RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• P•••••• S••••••
- P••••••• S•••••••• W••••• M••••••••• L••• independent RIA currentsince Feb 25, 2011 · King Of Prussia, Pa
- S•••• C•••••• M••••••••• formerJun 30, 2010 to Feb 25, 2011
- C••••• A•••••• N••••••• L•• formerDec 19, 2008 to Jan 7, 2009 · King Of Prussia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJul 11, 2003 to Dec 5, 2008 · W. Conshohocken, Pa
- S•••• C•••••• M••••••••• to P••••••• S•••••••• W••••• M••••••••• L•••left Feb 25, 2011, registered Feb 25, 2011 (0 days) · Other
- C••••• A•••••• N••••••• L•• to S•••• C•••••• M•••••••••left Jan 7, 2009, registered Jun 30, 2010 (539 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••••• A•••••• N••••••• L••left Dec 5, 2008, registered Dec 19, 2008 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address