DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Rocco Cottone
Feed of 09/15/2026
At current firm
11 y
since Feb 10, 2015
In the industry
23 y
since Aug 22, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Nov 29, 2017 · Columbia, Mo
- Integrity Investment Advisors, LLC state registered currentsince Feb 10, 2015 · Glen Carbon, Il
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerOct 29, 2014 to Nov 29, 2017 · Columbia, Mo
- Alexander Labrunerie & Co., Inc. independent RIAOct 14, 2009 to Sep 26, 2014 · Columbia, Mo
Moves
a registration end followed by a registration begin elsewhere
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Integrity Investment Advisors, LLCleft Nov 29, 2017, registered Feb 10, 2015 (-1023 days) · Other
- Alexander Labrunerie & Co., Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Sep 26, 2014, registered Oct 29, 2014 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address