DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Matthew Kearns
Feed of 09/15/2026
Also filed as Adam M Kearns
At current firm
8 y
since Jan 4, 2018
In the industry
23 y
since Sep 5, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 4, 2018 · Canonsburg, Pa
- Cetera Investment Advisers LLC BD affiliatedNov 1, 2016 to Jan 5, 2018 · Upper St. Clair, Pa
- Osaic Institutions, Inc. BD affiliatedOct 14, 2015 to Nov 3, 2016 · Pittsburgh, Pa
- Essex National Securities, Inc. formerMar 28, 2014 to Oct 16, 2015 · Mcmurray, Pa
- LPL Financial LLC BD affiliatedJun 8, 2012 to Apr 1, 2014 · Ingomar, Pa
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to LPL Financial LLCleft Jan 5, 2018, registered Jan 4, 2018 (-1 days) · Other
- Osaic Institutions, Inc. to Cetera Investment Advisers LLCleft Nov 3, 2016, registered Nov 1, 2016 (-2 days) · Other
- Essex National Securities, Inc. to Osaic Institutions, Inc.left Oct 16, 2015, registered Oct 14, 2015 (-2 days) · Other · moved with a team
- LPL Financial LLC to Essex National Securities, Inc.left Apr 1, 2014, registered Mar 28, 2014 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address