DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stacy Carol Volpe
Feed of 09/14/2026
Also filed as Stacy C Volpe
At current firm
0 y
since Sep 30, 2025
In the industry
32 y
since Oct 1, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fairport Advisors, Inc. state registered currentsince Sep 30, 2025 · Scottsdale, Az
- Transamerica Financial Advisors, LLC BD affiliatedJan 6, 2012 to Sep 7, 2023 · Houston, Tx
- Investment Advisors International, Inc. unclassifiedJan 11, 2008 to Jan 6, 2012 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Fairport Advisors, Inc.left Sep 7, 2023, registered Sep 30, 2025 (754 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Investment Advisors International, Inc. to Transamerica Financial Advisors, LLCleft Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
Signals
- Stacy Carol Volpe left Transamerica Financial Advisors, Llc for Fairport Advisors, Inc. (registered 2025-09-30)Sep 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address