RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• M••••
- C••••••• S••••••••• I••• BD affiliated currentsince Oct 17, 2024 · Pittsburgh, Pa
- C••••••• P•••••• W••••• BD affiliated currentsince Aug 15, 2019 · Tarrytown, Ny
- C••••••• S••••••••• I••• BD affiliatedMar 8, 2013 to Jan 8, 2020 · Pittsburgh, Pa
- B•• M••••• S••••••••• C••••••••• otherJul 2, 2007 to Apr 7, 2010 · Pittsburgh, Pa
- M•••• L•• unclassifiedApr 10, 2006 to Jul 2, 2007 · Pittsburgh, Pa
- C••••••• S••••••••• I••• to C••••••• P•••••• W•••••left Jan 8, 2020, registered Aug 15, 2019 (-146 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B•• M••••• S••••••••• C••••••••• to C••••••• S••••••••• I•••left Apr 7, 2010, registered Mar 8, 2013 (1066 days) · Other
- M•••• L•• to B•• M••••• S••••••••• C•••••••••left Jul 2, 2007, registered Jul 2, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address