DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• R••••• L•••

L••• W••••• A••••••• L••state registeredFresno, CaIA-onlyIAPD 4635195

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••• Mestaz

At current firm

1 y

since Jun 18, 2025

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••• W••••• A••••••• L•• state registered current
since Jun 18, 2025 · Fresno, Ca
M••••••• P••••••• S••••••••• L•• state registered
Jan 10, 2025 to Feb 18, 2025 · Brea, Ca
M•••••• A•••••• N•••••• BD affiliated
Oct 19, 2023 to Oct 17, 2024 · Fresno, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 28, 2022 to Sep 6, 2023 · Fresno, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••••• P••••••• S••••••••• L•• to L••• W••••• A••••••• L••
left Feb 18, 2025, registered Jun 18, 2025 (120 days) · Other
M•••••• A•••••• N•••••• to M••••••• P••••••• S••••••••• L••
left Oct 17, 2024, registered Jan 10, 2025 (85 days) · Affiliated broker-dealer or bank to a state-registered adviser
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• A•••••• N••••••
left Sep 6, 2023, registered Oct 19, 2023 (43 days) · Wirehouse to affiliated broker-dealer or bank

Signals

D•••• R••••• L••• left M••••••• P••••••• S••••••••• L•• for L••• W••••• A••••••• L•• (registered 2025-06-18)
Feb 18, 2025 · a•••••• firm change · fact
D•••• R••••• L••• left M•••••• A•••••• N•••••• for M••••••• P••••••• S••••••••• L•• (registered 2025-01-10)
Oct 17, 2024 · a•••••• firm change · fact
D•••• R••••• L••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M•••••• A•••••• N•••••• (registered 2023-10-19)
Sep 6, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address