RIA Intelligence

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Perry Hall, Md
• A•••••• A••••••• S••••••• former
  Oct 25, 2019 to Sep 5, 2025 · Timonium, Md
• 1•• G••••• A••••••• I•• former
  Feb 7, 2013 to Oct 25, 2019 · Timonium, Md
• F•• S••••••••• C••••••••• former
  Jan 5, 2012 to Feb 8, 2013 · Baltimore, Md
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 4, 2003 to Jan 17, 2012 · Owings Mills, Md

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••
  left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
• F•• S••••••••• C••••••••• to 1•• G••••• A••••••• I••
  left Feb 8, 2013, registered Feb 7, 2013 (-1 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to F•• S••••••••• C•••••••••
  left Jan 17, 2012, registered Jan 5, 2012 (-12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address