DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• B•••••

C•••••••• G••••• M•••••• I•••BD affiliatedNew York, Ny dual registrantIAPD 4640984

Feed of 09/15/2026

Also filed as Christopher Joseph Biotti

At current firm

1 y

since May 28, 2025

In the industry

22 y

since May 10, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since May 28, 2025 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 13, 2012 to May 27, 2025 · Boston, Ma
N•••••••• B••••• B• L•• no RAUM
Jun 13, 2008 to Jul 18, 2012 · San Francisco, Ca
D••••••• B••• S••••••••• I••• no RAUM
Apr 12, 2006 to Jun 18, 2008 · San Francisco, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
May 12, 2004 to Feb 17, 2006 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left May 27, 2025, registered May 28, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank
N•••••••• B••••• B• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 18, 2012, registered Aug 13, 2012 (26 days) · Other
D••••••• B••• S••••••••• I••• to N•••••••• B••••• B• L••
left Jun 18, 2008, registered Jun 13, 2008 (-5 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to D••••••• B••• S••••••••• I•••
left Feb 17, 2006, registered Apr 12, 2006 (54 days) · Other

Signals

C••••••••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• G••••• M•••••• I••• (registered 2025-05-28)
May 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address