DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• J••••• B••••

U•• F•••••••• S••••••• I•••wirehouseWeehawken, Nj dual registrantIAPD 4642944

Feed of 09/15/2026

Also filed as S•••• B••••

At current firm

1 y

since Jan 6, 2025

In the industry

23 y

since Jun 5, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jan 6, 2025 · Nashville, Tn
C••••• C••••••• L•• former
Nov 12, 2014 to Mar 21, 2016 · Franklin, Tn
R••••• W• B•••• • C•• I••••••••• mixed wealth
Jan 20, 2010 to Oct 23, 2014 · Milwaukee, Wi
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Oct 20, 2009 · Milwaukee, Wi
B••• O•• S••••••••• C••••••••• unclassified
Nov 15, 2004 to Jul 6, 2005 · Appleton, Wi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 24, 2003 to Oct 11, 2004 · Green Bay, Wi

Moves

a registration end followed by a registration begin elsewhere

C••••• C••••••• L•• to U•• F•••••••• S••••••• I•••
left Mar 21, 2016, registered Jan 6, 2025 (3213 days) · Other
R••••• W• B•••• • C•• I••••••••• to C••••• C••••••• L••
left Oct 23, 2014, registered Nov 12, 2014 (20 days) · Other
C•••• I••••••••• S••••••• C•••• to R••••• W• B•••• • C•• I•••••••••
left Oct 20, 2009, registered Jan 20, 2010 (92 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O•• S••••••••• C•••••••••
left Oct 11, 2004, registered Nov 15, 2004 (35 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address