DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Randy John Anderson
Certified Financial Planner
Feed of 09/15/2026
Also filed as Randy J Anderson
At current firm
3 y
since Aug 6, 2023
In the industry
22 y
since Apr 6, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Traction Financial Partners independent RIA currentsince Aug 6, 2023 · Encampment, Wy
- Equitable Advisors, LLC national BDJul 9, 2015 to Aug 11, 2023 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Traction Financial Partnersleft Aug 11, 2023, registered Aug 6, 2023 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Randy John Anderson left Equitable Advisors, Llc for Traction Financial Partners (registered 2023-08-06)Aug 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address