RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•• S••••••••• L•• no RAUM currentsince Jan 5, 2026 · San Diego, Ca
- P•••••• A••••••• G•••• L•• formerApr 18, 2011 to Jan 30, 2026 · Irvine, Ca
- C••• B•••••••• S•••••••• I••• formerJan 22, 2007 to Apr 19, 2011 · San Juan Capistrano, Ca
- C••• F•••••••• S•••••••• L••• formerMay 11, 2006 to Jan 24, 2007 · Santa Ana, Ca
- P•••••• A••••••• G•••• L•• to M•• S••••••••• L••left Jan 30, 2026, registered Jan 5, 2026 (-25 days) · Other · moved with a team
- C••• B•••••••• S•••••••• I••• to P•••••• A••••••• G•••• L••left Apr 19, 2011, registered Apr 18, 2011 (-1 days) · Other
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Jan 24, 2007, registered Jan 22, 2007 (-2 days) · Other
- V•••••• T•••••• K• left P•••••• A••••••• G•••• L•• for M•• S••••••••• L•• (registered 2026-01-05)Jan 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address