RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••• K••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Aug 2, 2017 · Washington, Dc
- A•• C•••••• M••••••••• L•• asset managerMay 29, 2008 to Jul 5, 2017 · Bethesda, Md
- C•••• C•••• T•••• C•••••• mixed wealthJun 14, 2006 to Jul 5, 2017 · Bethesda, Md
- C•••• C•••• F•••••••• S••••••• unclassifiedJul 7, 2004 to Mar 20, 2009 · Bethesda, Md
- C•••• C•••• T•••• C•••••• to A•• C•••••• M••••••••• L••left Jul 5, 2017, registered May 29, 2008 (-3324 days) · Other
- A•• C•••••• M••••••••• L•• to C•••••••• G••••• M•••••• I•••left Jul 5, 2017, registered Aug 2, 2017 (28 days) · Other
- C•••• C•••• F•••••••• S••••••• to C•••• C•••• T•••• C••••••left Mar 20, 2009, registered Jun 14, 2006 (-1010 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address