DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph A Raieta
Feed of 09/14/2026
Also filed as Joe Raieta
At current firm
1 y
since Jan 1, 2025
In the industry
21 y
since Jul 28, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Snowden Capital Advisors LLC BD affiliated currentsince Jan 1, 2025 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 20, 2010 to Mar 16, 2011 · Pennington, Nj
- Blackrock Financial Management, Inc otherJan 4, 2007 to Apr 3, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Snowden Capital Advisors LLCleft Mar 16, 2011, registered Jan 1, 2025 (5040 days) · Wirehouse to affiliated broker-dealer or bank
- Blackrock Financial Management, Inc to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 3, 2009, registered Aug 20, 2010 (504 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address