RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••• W••••••
- S•• J•••• I••••••••• A•••••••• L•• asset manager currentsince Jun 20, 2021 · Port Jefferson, Ny
- S•• J•••• I••••••••• C••••••• L•• mixed wealthMar 7, 2013 to Sep 28, 2016 · Huntington Beach, Ca
- S•• J•••• I••••••••• C••••••• L•• mixed wealthNov 12, 2003 to Dec 17, 2012 · New Orleans, La
- S•• J•••• I••••••••• C••••••• L•• to S•• J•••• I••••••••• A•••••••• L••left Sep 28, 2016, registered Jun 20, 2021 (1726 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address