RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• D••• H•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 1, 2026 · Middlefield, Oh
- L•• F•••••••• L•• BD affiliatedFeb 4, 2008 to Jun 12, 2026 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 20, 2005 to Oct 11, 2011 · Middlefield, Oh
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 12, 2026, registered Jun 1, 2026 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Oct 11, 2011, registered Feb 4, 2008 (-1345 days) · corporate re-registration, not a move
- T••••• D••• H••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-06-01)Jun 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address