RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• J•••• C••••••
- M•• S••••••••• L•• no RAUM currentsince Apr 3, 2023 · Raleigh, Nc
- L•• F•••••••• L•• BD affiliatedNov 6, 2014 to Apr 3, 2023 · Raleigh, Nc
- C••••••• F•••••••• A••••••• formerApr 7, 2008 to Oct 23, 2014 · Raleigh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDJun 20, 2003 to Mar 6, 2008 · Raleigh, Nc
- L•• F•••••••• L•• to M•• S••••••••• L••left Apr 3, 2023, registered Apr 3, 2023 (0 days) · Other · moved with a team
- C••••••• F•••••••• A••••••• to L•• F•••••••• L••left Oct 23, 2014, registered Nov 6, 2014 (14 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••••••• F•••••••• A•••••••left Mar 6, 2008, registered Apr 7, 2008 (32 days) · Other
- J••••••• J•••• C•••••• left L•• F•••••••• L•• for M•• S••••••••• L•• (registered 2023-04-03)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address