DFX Intelligence
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Registered advisor
J••• C•••• M••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• M••••••••• M••••••••• M••••••••• C•••• M••••••••• C•••• M••••••
At current firm
5 y
since Dec 4, 2020
In the industry
23 y
since Jul 11, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 4, 2020 · Melville, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 18, 2020 · Glen Head, Ny
- C•••• I••••••••• S••••••• C•••• formerMay 15, 2009 to Oct 1, 2012 · Manhasset, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 20, 2006 to Jun 19, 2008 · Great Neck, Ny
- M••••• S•••••• D• I••• unclassifiedSep 19, 2005 to Jan 23, 2006 · Jericho, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Dec 18, 2020, registered Dec 4, 2020 (-14 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Jun 19, 2008, registered May 15, 2009 (330 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 23, 2006, registered Jan 20, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address