DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stuart Impey
Feed of 09/14/2026
At current firm
0 y
since May 28, 2026
In the industry
23 y
since Jul 2, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blue Horizon Equity, Inc. independent RIA currentsince May 28, 2026 · Ponte Vedra Beach, Fl
- Osaic Wealth, Inc. BD affiliatedOct 11, 2024 to May 21, 2026 · Scottsdale, Az
- American Portfolios Advisors, Inc formerMay 8, 2017 to Oct 11, 2024 · Holbrook, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 10, 2009 to May 9, 2017 · Ponte Vedra Beach, Fl
- Citigroup Global Markets Inc. BD affiliatedJun 15, 2004 to Mar 26, 2009 · Ponte Vedra Beach, Fl
- Morgan Stanley Dw Inc. unclassifiedJul 10, 2003 to Jun 7, 2004 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Blue Horizon Equity, Inc.left May 21, 2026, registered May 28, 2026 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- American Portfolios Advisors, Inc to Osaic Wealth, Inc.left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to American Portfolios Advisors, Incleft May 9, 2017, registered May 8, 2017 (-1 days) · Other
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 26, 2009, registered Mar 10, 2009 (-16 days) · Other
- Morgan Stanley Dw Inc. to Citigroup Global Markets Inc.left Jun 7, 2004, registered Jun 15, 2004 (8 days) · Other
Signals
- Stuart Impey left Osaic Wealth, Inc. for Blue Horizon Equity, Inc. (registered 2026-05-28)May 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address