M•••••• A•••• S•••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 8, 2021 · Grand Rapids, Mi
• S••••••••• A•••••• A•••••••• I••• former
  Dec 7, 2018 to Dec 8, 2021 · Grand Rapids, Mi
• L•• F•••••••• L•• BD affiliated
  May 22, 2012 to Dec 10, 2018 · Ada, Mi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 12, 2010 to May 15, 2012 · Grand Rapids, Mi

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Dec 8, 2021, registered Dec 8, 2021 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Dec 10, 2018, registered Dec 7, 2018 (-3 days) · RIA to affiliated broker-dealer or bank
• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left May 15, 2012, registered May 22, 2012 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address