DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• C••••••• B•••••••••

B•••••••• I••••••••• G••••independent RIAPhoenix, Az IA-onlyIAPD 4654292

Feed of 09/15/2026

At current firm

1 y

since May 2, 2025

In the industry

29 y

since Jul 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••••• I••••••••• G•••• independent RIA current
since May 2, 2025 · Phoenix, Az
C• I••••••••• M••••••••• unclassified
Dec 2, 2020 to Apr 29, 2025 · Lansdowne, Va
B•••••••• A•••• M••••••••• L•• independent RIA
Oct 28, 2016 to Dec 2, 2020 · Mclean, Va
H••••• R•••• former
Jan 27, 2016 to Oct 27, 2016 · Choevy Chase, Md
H••••• R•••• former
Oct 9, 2015 to Dec 31, 2015 · Bethesda, Md
C•••• B••••••••• I••••••••• M••••••••• L•• unclassified
Jul 7, 2003 to Oct 28, 2016 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

C• I••••••••• M••••••••• to B•••••••• I••••••••• G••••
left Apr 29, 2025, registered May 2, 2025 (3 days) · Other
B•••••••• A•••• M••••••••• L•• to C• I••••••••• M•••••••••
left Dec 2, 2020, registered Dec 2, 2020 (0 days) · Other
C•••• B••••••••• I••••••••• M••••••••• L•• to H••••• R••••
left Oct 28, 2016, registered Oct 9, 2015 (-385 days) · Other
H••••• R•••• to B•••••••• A•••• M••••••••• L••
left Oct 27, 2016, registered Oct 28, 2016 (1 days) · Other

Signals

C•••• C••••••• B••••••••• left C• I••••••••• M••••••••• for B•••••••• I••••••••• G•••• (registered 2025-05-02)
Apr 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address